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Monday, September 26, 2011

9:45 AM - 10:45 AM
Track: Regulatory Compliance View Track

ADVISER'S TOP FIVE COMPLIANCE CHALLENGES

Catherine Stowers, Employee Benefits and Executive Compensation Practice Group, KRIEG DEVAULT
Dan Bond, Principal, COMPLIANCEDASHBOARD, LLC

A challenging position for many agencies and TPAs is helping their clients comply with the laws that regulate health and welfare plans.  Not only is there uncertainty over what needs to be done, there is uncertainty over who is responsible for ensuring compliance.  This session will identify the top five compliance challenges that Brokers and TPAs face and provide workable solutions for overcoming them, thus making you a more valuable adviser for your clients.

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